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Adult-at-Risk Restraining Order
Adults-at-Risk Restraining Order and Injunction Checklist

Advanced Directives Information
Find more information about living wills and power of attorney forms here

Revoking a Power of Attorney for Finances
Q: How do I revote a Power of Attorney for Finances?

A:  Step by step instructions for revoking a power of attorney for finances.

Out-of-State Powers of Attorney for Health Care
Q: Are out-of-state powers of attorney for health care effective in Wisconsin?  Can they be used for nursing home admission?

A:  In general, yes.  Valid powers of attorney for health care created in another state are recognized in Wisconsin as long as the authority granted to the health care agent complies with Wisconsin law.

Benefit Specialist Reporting
Q: Do the confidentiality requirements of the Family Care program prohibit elderly benefit specialists and disability benefit specialists from reporting abuse, neglect or financial exploitation?

A: No. Elderly Benefit Specialists are permissive reporters under Wisconsin Stats. §§ 46.90(4)(ar) and 55.043(1m)(br). Disability Benefit Specialists are permissive reporters under Wisconsin Administrative Emergency Rule HFS 10.23(2)(d)2

Q: Are disability benefit specialists and elderly benefit specialists limited required reporters?

A: No. Although some benefit specialists hold a professional license as a registered nurse or social worker, they do not see clients "in the course of the person's professional duties" in their licensed capacity. They are not employed to work as a nurse or a social worker; they are employed as a benefit specialist and are to serve in that capacity when seeing clients. For more information:

Q: If a benefit specialist holds a professional license or credential that requires reporting of abuse, neglect or financial exploitation, are they limited required reporters?

A: No. A benefit specialist who is licensed as a social worker, nurse, counselor, etc. is not serving in that capacity when seeing clients. Benefit specialists are permissive reporters (see above).

Confidentiality
Q: Who can receive information about a report of abuse, neglect or exploitation to an elder adult/adult-at-risk? What provisions restrict information to an alleged abuser? What information can be released to an alleged abuser? What information can be released to the individual who reported the abuse, neglect or exploitation?

A: Wisconsin statutes 55.043 (6) and 46.90 (6) outline the release of information about reports of abuse, neglect and financial exploitation. The Chapter 55 Manual Chapter II, Section H provides some helpful information. This memo from DHS Legal Counsel may also be helpful.

Conflict of Interest
Q: What does a county elder adults/adults-at-risk agency need to do when it determines that the county cannot conduct an unbiased response to a report of abuse, neglect or financial exploitation?

A: If a county determines that it needs to transfer an investigation based on the judgment that another county's elder adults/adults-at-risk agency would be better able to conduct an impartial investigation, Wisconsin State Statute §55.043(1r)(a)2. and §46.90(5)(a)2 require the county to notify the Department of Health Services. To simplify this process, the state has developed a form that can be e-mailed or faxed for immediate authorization. For more information, see DLTC Memo 2008-01.

Corporate Guardianship Information
A non-profit corporation that serves as a corporate guardian must be first approved by the Department of Health Services Division of Quality Assurance.

That criteria is established in administrative rule, DHS 85. The Division of Quality Assurance web site has more information on corporate guardians and a list of providers by county.

Durable Medical Equipment
Q: Can Elder Abuse Funds be used for Durable Medical Equipment?

A: Guidelines for Durable Medical Equipment and Elder Abuse Funding

Initial Criteria:

  • The need for Durable Medical Equipment (DME) must be associated with an actual report of abuse or neglect.
  • DME cannot be purchased for prevention purposes.

If the initial criteria is met AND you can answer YES to all the following questions, send a request to your Area Agency on Aging or to the Department of Health Services for a decision. Include information about where the report or complaint came from and who did the investigation.

  1. Did the investigation identify a need for durable medical equipment (i.e. lift chair, wheelchair)
  2. Was it directly related to the abuse or neglect allegation?
  3. Did you substantiate the finding?
  4. Is there no other funding source?
  5. Do you have a certificate of medical necessity from a physician?
Financial Exploitation of Younger Adults at Risk (ages 18 to 59)
Q: The federal Gramm-Leach-Bliley Act prohibits the release of “non-public personal information” except “to protect against or prevent actual or potential fraud, unauthorized transactions, claims and other liability”. Does this exception apply to Elder Adults/Adults-at-Risk agency response to financial exploitation of adults at risk of any age?

A: Wisconsin’s Chapter 46 language protecting elder adults at risk from financial exploitation is identical to the Chapter 55 language protecting younger adults at risk. Therefore, the clarification from the federal government on release of information provides the same protections to ALL adults at risk, regardless of their age. See SafetyNetworks #5, July 2008 for more information about responding to reports of financial exploitation.

Financial Exploitation Records Requests
For more information about responding to reports of financial exploitation, see SafetyNetworks #5. More information:
  • Sample MOU between elder adults/adults-at-risk agency and financial institutions. (under SafetyNetworks #5)
  • Sample financial information request form (under SafetyNetworks #5)
APS Process Flow Chart
Flow Chart of Elder Adults/Adults-at-Risk Process. See SafetyNetworks #9, February 2009

Foreign (out-of-state) Guardianship Transfers
Q: Can a foreign (out-of-state) guardian admit a person to a nursing home in Wisconsin?

A: Yes.  Transfer of Wisconsin Foreign Guardianship

Graham Leach Bliley Act Exceptions
Financial institutions operating in Wisconsin may release financial information without violating privacy provisions under the Graham Leach Bliley Act based on this legal analysis (exit DHS) from federal financial regulators.

Guardianships Determined Before Law Changes
Q: With new guardianship laws in effect under Chapter 54, what happens to pre-existing 880 guardianships?

A: Guardians retain the powers specified in the original order but the new laws relating to their duties and standard of conduct take effect. New court permission requirements are also in effect.

General Duties and Powers of Guardian under Chapter 54
All guardians are required to do all of the following [54.18 (2)]:

  • Exercise the degree of care, diligence, and good faith when acting on behalf of a ward that an ordinarily prudent person exercises in his or her own affairs. § 54.18 (2) (a).
  • Advocate for the ward's best interests. § 54.18 (2) (b).
  • Exhibit the utmost degree of trustworthiness, loyalty, and fidelity in relation to the ward. § 54.18 (2) (c).
  • Notify the court of any change of address of the guardian or ward. § 54.18 (2) (d).

Chapter 54 includes a new section on rights retained by wards. [54.25 (2) (b)] Another new section limits the authority of a guardian to consent to participation in experimental treatment [54.25 (2) (d) 2. d.]

Involuntary Administration of Psychotropic Drugs
Use this form when petitioning the court on involuntary administration of psychotropic drugs.

Involuntary Admission to a Facility
Q: Before the law changes in 2006, Act 187 governed involuntary admissions to facilities. Do these requirements still exist?

A: Yes. The laws governing involuntary admissions into a facility can now be found in Wisconsin Statutes 50.06 (exit DHS).

Limited Required Reporters
Q: Who is a Limited Required Reporter? Are they mandatory reporters?

A: Abuse, neglect and financial exploitation must be reported by limited required reporters defined as:

  • An employee of any entity that is licensed, certified, or approved by or registered with the department.
  • A health care provider, as defined in s. 155.01 (7).
  • A social worker, professional counselor, or marriage and family therapist certified under Ch. 457.

A limited required reporter must report if the adult at risk has requested the person to make the report, or if the person has reasonable cause to believe that any of the following situations exist:

  1. The elder adult at risk is at imminent risk of serious bodily harm, death, sexual assault, or significant property loss and is unable to make an informed judgment about whether to report the risk.
  2. An elder adult at risk other than the subject of the report is at risk of serious bodily harm, death, sexual assault, or significant property loss inflicted by a suspected perpetrator.

Limited Required Reporters are not mandatory reporters. Wisconsin law does not require reporting if the limited required reporter does not think a report would be in the best interest of the adult at risk or if religious/spiritual treatment or communications restrict reporting. For more information, see:

Memory Care Clinics
List of Wisconsin Dementia Diagnostic Clinic locations (PDF, 19KB) and contact information. For more information about Alzheimer's, contact your area Alzheimer's Association Chapter.

Photographic Evidence
Q: How does an elder adults/adult-at-risk agency use photographic evidence? What documentation is needed?

A: See SafetyNetworks #1, June 2007 or find more information in this Power Point presentation from the 2007 Adults at Risk Conference.

Protective Placement, Notice of Transfer
Emergency transfers and transfers to a more restrictive setting require a Notice of Transfer of Protective Placement. Send Wisconsin Circuit Courts form GN-4340 to the Wisconsin Department of Health Services, Attn: Paul Harris, Office of Legal Counsel, PO Box 7850, Madison WI 53707-7850

Public Sector as Elder Adults/Adults-at-Risk Agency
See SafetyNetworks #7, September 2008 for justification for maintaining Adult Protective Services and Elder Adults/Adults-at-Risk agencies and functions in the public sector (county government).
Reporting Triggers/Red Flags for Non-AAR Staff
Q: When should you refer/report to Elder Adults/Adults-at-Risk Agency?

A: For help with referral decision-making, see SafetyNetworks #10, February 2009

Restraint
Q: What role do elder adults/adults-at-risk staff have in keeping individuals in the community safe from unreasonable confinement and restraint?

A: See SafetyNetworks #8, October 2008

Wards
Q: Is there a limit on the number of wards for an individual or organization?

A: Yes, guardians of the person are limited to 5 wards: No individual may have guardianship for more than 5 adult wards who are unrelated to the individual, except as deemed appropriate by the court - Wis. stats. 54.15 (9). However, the number of wards allowed to a guardian of the estate is not addressed in the statutes. An approved corporation or association is not limited in the number of adult wards for which the corporation or association may accept appointment by a court as guardian.

Witness, Power of Attorney for Health Care
Q: Who can sign as a witness to a Power of Attorney for Health Care? What nursing home staff can serve as a witness?

A: Persons designated as a social worker or chaplain by the facility qualify as a witness. Other employees do not. Section 155.10 (2), Wis. Stats. lays out the requirements for being a witness to a POAHC. A witness cannot be:

(d) An individual who is a health care provider who is serving the principal at the time of execution, an employee, other than a chaplain or a social worker of the health care provider or an employee, other than a chaplain or social worker, of an inpatient health care facility, in which the principal is a patient.